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Framework · FTC 16 CFR Part 314 (2021 amendments, in force since June 2023)

GLBA

Thirty-nine requirements across eight domains — governance, risk assessment, safeguards, testing, personnel, service providers, incident response and reporting. The FTC rule that turned information security from good practice into a written obligation with a named accountable person.

39 Talarity controls mapped
Who it's for: Financial institutions under FTC jurisdiction — including lenders, mortgage brokers, tax preparers, auto dealers, collection agencies and investment advisers.
Talarity coverage

Mapped, monitored, and audit-ready.

Every GLBA control has a place in Talarity — with cross-mapping, automated evidence, and continuous validation.

39
Talarity controls mapped

Talarity's pre-built control library covering GLBA, with linked evidence, owners, and testing schedules.

Cross-maps to
NIST CSFISO 27001SOC 2FFIEC IT Handbook

Answer once, prove everywhere. Talarity's mapping engine reuses your evidence across every framework you run.

Automated evidence
  • IAM access reviews and account inventory
  • Encryption status for data at rest and in transit
  • Vulnerability scanner and penetration test output
  • Multi-factor authentication coverage reports
  • Vendor due-diligence records and service-provider attestations

Your GLBA dashboard

Every completed GLBA assessment updates this automatically — where you stand now, how that has changed, and which areas need work.

Click to enlarge
The Talarity dashboard for a completed GLBA Safeguards Rule assessment: the latest score, the trend across previous assessments, and a breakdown by control area
Common pain points

What gets easier with Talarity.

Pain

The rule requires a single Qualified Individual accountable for the programme, and an annual written report to the board — but the underlying evidence is scattered across teams and tools.

Talarity

One programme, one owner, and every safeguard carrying its own evidence, so the annual report is assembled from what already exists rather than reconstructed each year.

Pain

Service provider oversight is a contract clause and nothing more, until an incident makes it a finding.

Talarity

Service Provider Oversight is assessed as its own domain, with due-diligence records and provider attestations tracked for freshness like any other evidence.

Pain

Continuous monitoring or annual penetration testing plus semi-annual vulnerability assessment — and no record of which path was chosen or whether it was followed.

Talarity

The testing and monitoring domain records the chosen approach and the artifacts that prove it happened, on a schedule rather than in a scramble.

GLBA — common questions

Who does the Safeguards Rule apply to?
Non-bank financial institutions under FTC jurisdiction. That is broader than most organisations expect: mortgage brokers, tax preparers, auto dealers, collection agencies, investment advisers and similar businesses all fall within scope.
What are the eight domains?
Program Governance, Risk Assessment, Safeguards, Testing and Monitoring, Personnel, Service Provider Oversight, Incident Response, and Reporting and Notification.
Does this cover the 30-day breach notification requirement?
Yes. The reporting and notification domain covers the FTC notification obligation for security events affecting 500 or more consumers, and incident response is assessed alongside it so the process and the reporting duty are held together.
How does GLBA relate to FFIEC assessments?
Institutions supervised by the federal banking agencies work to FFIEC guidance; those under FTC jurisdiction work to the Safeguards Rule. They overlap heavily on the underlying controls, and Talarity cross-maps them so evidence is collected once.

Working with GLBA

Step-by-step walkthroughs from the Talarity library.

Ready to ship GLBA?

Start a 7-day trial and run this framework end-to-end on your own evidence — then buy online in-app when you're ready.